Unclaimed
Rinna Yu is a financial professional with UBS Securities LLC, a broker-dealer registered with FINRA. Rinna Yu is registered with FINRA under Series 79TO and SIE exams. Rinna Yu is currently licensed to provide investment banking services in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/12/2024 - Present
UBS Securities LLC (Los Angeles CA)
BC
Issued 03/12/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/13/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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