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Rinico Weldon Sawyer

Transamerica Financial Advisors, Inc.

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About Rinico Weldon Sawyer

Rinico Weldon Sawyer is a financial advisor at Transamerica Financial Advisors, Inc. located in New York, NY. Rinico has been in the financial services industry since 1990. Rinico's experience includes working with high-net-worth individuals, corporations, and pension plans. Rinico has a wide range of experience in the financial services industry and can provide a variety of services to meet your financial needs.

Firm Information

Rinico Sawyer is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Rinico Sawyer’s Registration & Firm History

NY

01/17/2018 - Present

Transamerica Financial Advisors, Inc. (NEW YORK NY)

NY

01/17/2017 - 08/28/2017

TRANSAMERICA FINANCIAL ADVISORS, INC (NEW YORK NY)

NY

07/29/2016 - 12/27/2016

TRANSAMERICA FINANCIAL ADVISORS, INC (NEW YORK NY)

NY

06/11/2014 - 07/01/2016

CETERA ADVISORS LLC (S MERRICK NY)

NY

11/16/2006 - 05/10/2011

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

09/18/1996 - 11/07/2006

CHASE INVESTMENT SERVICES CORP. (NEW YORK CITY NY)

NA

02/27/1996 - 09/18/1996

CHEMICAL INVESTMENT SERVICES CORP.

NY

06/01/1992 - 03/01/1996

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NA

12/20/1994 - 07/18/1995

FINANCIAL HORIZONS SECURITIES CORPORATION

NA

03/12/1992 - 06/01/1992

CITICORP FINANCIAL SERVICES,INC.

NA

01/21/1991 - 02/14/1992

VANTAGE SECURITIES, INC.

NY

10/23/1989 - 01/25/1991

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

09/15/1989 - 11/16/1989

PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)

NY

03/21/1988 - 09/15/1989

THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)

NA

11/18/1986 - 04/14/1988

OMNI MUTUAL, INC.

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Licenses & Designations

BOTH

Issued 11/20/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/15/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Rinico Weldon Sawyer. Review regulatory record here.
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