Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Riley? Claim Your ProfileRiley Whittemore Jones is a financial professional with over two decades of experience in the industry. Riley currently works with BOK Financial Securities, Inc., where Riley has been registered since February 2024. Prior to joining BOK Financial Securities, Inc., Riley held positions at several other firms, including AMERIVET SECURITIES, INC., SOUTH STREET SECURITIES LLC, STEPHENS, FIFTH THIRD SECURITIES, INC., DUNCAN-WILLIAMS, INC., CANTOR FITZGERALD & CO., SUNTRUST CAPITAL MARKETS, INC., and NBC CAPITAL MARKETS GROUP, INC. Riley is licensed in several states across the country, including Alabama, Arizona, Colorado, Florida, Georgia, Illinois, Maryland, New Jersey, New York, South Carolina, and Tennessee. Riley has a strong background in securities and investment advising, with a focus on providing comprehensive financial solutions for a range of clients, including high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TN
02/22/2024 - Present
BOK Financial Securities, Inc. (Memphis TN)
GA
11/19/2019 - 11/02/2023
AMERIVET SECURITIES, INC. (Atlanta GA)
NY
10/09/2020 - 11/08/2022
SOUTH STREET SECURITIES LLC (NEW YORK NY)
GA
06/11/2018 - 11/27/2019
STEPHENS (ATLANTA GA)
GA
03/09/2016 - 06/15/2018
FIFTH THIRD SECURITIES, INC. (ATLANTA GA)
GA
09/11/2012 - 02/29/2016
DUNCAN-WILLIAMS, INC. (ATLANTA GA)
GA
06/20/2006 - 09/11/2012
CANTOR FITZGERALD & CO. (ATLANTA GA)
TN
02/22/2005 - 06/21/2006
SUNTRUST CAPITAL MARKETS, INC. (MEMPHIS TN)
TN
05/15/2000 - 02/22/2005
NBC CAPITAL MARKETS GROUP, INC. (MEMPHIS TN)
BC
Issued 05/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
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