Unclaimed
Riley Suzanne Peffley is a financial advisor at PFS Investments Inc. Riley is registered with the state of Delaware, and holds Series 63, SIE and Series 6TO licenses. Riley has been working in the financial industry since January 5, 2023. Riley is an active advisor at PFS Investments Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
DE
01/06/2023 - Present
PFS Investments Inc. (NEWARK DE)
BC
Issued 04/01/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/29/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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