Unclaimed
Riley Steven Just is an investment advisor representative currently registered with Nuveen Asset Management, LLC. Riley has been in the industry for over 10 years. Riley has a Series 3, 7, and 66 licenses as well as a SIE license. Riley specializes in investments in mutual funds, hedge funds, exchange-traded funds, closed-end funds, variable annuities, and other investment products. Riley's previous employment includes E*TRADE SECURITIES LLC, OPTIONSHOUSE, and MONERE INVESTMENTS, INC. Riley is registered with the following states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
10/18/2017 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
IL
08/07/2017 - 10/02/2017
E*TRADE SECURITIES LLC (CHICAGO IL)
IL
05/06/2016 - 08/07/2017
OPTIONSHOUSE (CHICAGO IL)
IL
12/03/2015 - 04/25/2016
MONERE INVESTMENTS, INC. (CHICAGO IL)
BOTH
Issued 03/11/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2016
Series 3 - National Commodity Futures Examination
BC
Issued 12/03/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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