Unclaimed
Riley Simmons is a financial professional with experience in the financial services industry. Riley holds the Series 7TO, SIE and Series 63 licenses, and is registered to provide investment advice in 53 states and the District of Columbia. Riley is currently employed by Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
02/06/2024 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
BC
Issued 02/16/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/12/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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