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Riley Richard Rohlfs

Fidelity Brokerage Services LLC

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About Riley Richard Rohlfs

Riley Rohlfs is a financial advisor with Fidelity Brokerage Services LLC. Riley has a Series 7TO, Series 63, and SIE licenses. Riley is registered to provide securities advice in 53 states. Riley has been in the financial services industry for 2 years. Riley is located in MERRIMACK, NH and can be reached at Fidelity Brokerage Services LLC, TWO CONTRA WAY, MERRIMACK, NH 03054.

Firm Information

Riley Rohlfs is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Riley Rohlfs’s Registration & Firm History

NH

02/14/2024 - Present

Fidelity Brokerage Services LLC (MERRIMACK NH)

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Licenses & Designations

BC

Issued 02/26/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/14/2024

Series 7TO - General Securities Representative Examination

BC

Issued 12/22/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Riley Richard Rohlfs.
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