Unclaimed
Riley Michael Shulman is a financial professional with over 2 years of experience in the securities industry. Riley has a strong background in investment management, with a focus on futures managed funds. Riley currently works for Blackrock Investments, LLC. Prior to joining Blackrock Investments, LLC, Riley worked at Commonfund Securities, Inc. Riley is licensed to sell securities in all 50 states and the District of Columbia. Riley has a Series 7TO, Series 31, and Series 63 license, and is also a holder of the Securities Industry Essentials (SIE) Exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/12/2023 - Present
Blackrock Investments, LLC (NEW YORK NY)
CT
07/26/2021 - 09/07/2022
COMMONFUND SECURITIES, INC. (WILTON CT)
BC
Issued 08/09/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/11/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 07/26/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/29/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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