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Riley Michael Shulman

Blackrock Investments, LLC

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About Riley Michael Shulman

Riley Michael Shulman is a financial professional with over 2 years of experience in the securities industry. Riley has a strong background in investment management, with a focus on futures managed funds. Riley currently works for Blackrock Investments, LLC. Prior to joining Blackrock Investments, LLC, Riley worked at Commonfund Securities, Inc. Riley is licensed to sell securities in all 50 states and the District of Columbia. Riley has a Series 7TO, Series 31, and Series 63 license, and is also a holder of the Securities Industry Essentials (SIE) Exam.

Firm Information

Riley Shulman is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Riley Shulman’s Registration & Firm History

NY

01/12/2023 - Present

Blackrock Investments, LLC (NEW YORK NY)

CT

07/26/2021 - 09/07/2022

COMMONFUND SECURITIES, INC. (WILTON CT)

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Licenses & Designations

BC

Issued 08/09/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/11/2021

Series 31 - Futures Managed Funds Examination

BC

Issued 07/26/2021

Series 7TO - General Securities Representative Examination

BC

Issued 06/29/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Riley Michael Shulman.
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