Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Riley? Claim Your ProfileRiley Nicosia is a securities professional registered in the state of New York and is active in the Broker/Dealer scope. Riley is employed by Smbc Nikko Securities America, Inc., based in the New York, NY branch office. Riley holds the Series 7TO, Series 57TO, and Series 63 licenses and is registered in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/08/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 09/15/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2023
Series 57TO - Securities Trader Exam
BC
Issued 09/08/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/07/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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