Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Riley? Claim Your ProfileRiley Chapman is a financial professional who is actively registered with GT Securities, Inc. Riley has been working in the financial industry since 2021 and has experience in the areas of investment banking, general securities, investment company products/variable contracts and securities industry essentials. Riley also holds licenses in various states including California, Florida, Georgia, Massachusetts, Michigan, New York, North Carolina, Rhode Island, South Carolina and Texas. Riley is dedicated to helping clients achieve their financial goals and is committed to providing excellent service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/11/2024 - Present
GT Securities, Inc. (LOS ANGELES CA)
FL
01/25/2023 - 10/20/2023
MORGAN STANLEY (Temple Terrace FL)
FL
05/13/2022 - 09/05/2023
E*TRADE SECURITIES LLC (Temple Terrace FL)
FL
12/13/2021 - 02/27/2022
TRINITY WEALTH SECURITIES, L.L.C. (Tampa FL)
BC
Issued 07/19/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/20/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/01/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/13/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/15/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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