Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Riley? Claim Your ProfileRiley Francis is an investment advisor representative registered with D.a. Davidson & Co. Riley has been in the securities industry since 2019 and has experience with various financial products and services. Riley is licensed to provide investment advice in Iowa and Montana. They are a member of FINRA. Riley is also a member of the community and serves as an assistant varsity boys basketball coach at ADM Community School District in Adel, IA. D.a. Davidson & Co. offers financial planning and investment management services to a variety of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
02/24/2023 - Present
D.a. Davidson & Co. (West Des Moines IA)
IA
09/08/2020 - 01/06/2023
FBL MARKETING SERVICES, LLC (WEST DES MOINES IA)
NE
11/07/2019 - 08/21/2020
TD AMERITRADE, INC. (OMAHA NE)
IA
Issued 02/24/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2021
Series 24 - General Securities Principal Examination
BC
Issued 11/07/2019
Series 7TO - General Securities Representative Examination
BC
Issued 08/30/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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