Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Riley? Claim Your ProfileRiley Alferd is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Riley has been a financial advisor for over 6 years and has experience working with a wide range of clients. Riley focuses on individual and business portfolio management as well as pension consulting. Riley has obtained licenses for Series 63, Series 65, Series 7TO and SIE exams. Riley holds licenses to provide financial advice in 15 states and territories. Riley has a strong understanding of the financial markets and is committed to helping clients achieve their financial goals. Riley's clients include individuals, families, and businesses. Riley provides a variety of financial services, including investment management, financial planning, and retirement planning. Prior to Riley's career at Merrill Lynch, Riley has experience at The Leaders Group, Inc., Pacific Select Distributors, LLC and Fisher Investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
08/22/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PORTLAND OR)
CO
09/12/2022 - 07/28/2023
THE LEADERS GROUP, INC. (LITTLETON CO)
NE
06/04/2019 - 04/22/2021
PACIFIC SELECT DISTRIBUTORS, LLC (OMAHA NE)
BC
Issued 10/11/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/25/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/04/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/04/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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