Unclaimed
Rikin Jobanputra is a registered representative with Joseph Gunnar & Co. LLC, located in New York, NY. Rikin has been in the industry since March 6, 2010, and holds the Series 7, Series 63, Series 79TO and SIE licenses. Prior to joining Joseph Gunnar & Co. LLC, Rikin worked at LAIDLAW & COMPANY (UK) LTD. and CHARLES VISTA LLC. Rikin is registered to offer securities in Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Michigan, New Hampshire, New Jersey, New York, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Share in fees paid to tpmms
1
2
NY
08/31/2017 - Present
Joseph Gunnar & Co. LLC (NEW YORK NY)
NY
10/11/2012 - 09/20/2017
LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)
NY
03/05/2010 - 10/08/2012
CHARLES VISTA LLC (NEW YORK NY)
BC
Issued 03/16/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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