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Rikin Vinay Jobanputra

Joseph Gunnar & Co. LLC

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About Rikin Vinay Jobanputra

Rikin Jobanputra is a registered representative with Joseph Gunnar & Co. LLC, located in New York, NY. Rikin has been in the industry since March 6, 2010, and holds the Series 7, Series 63, Series 79TO and SIE licenses. Prior to joining Joseph Gunnar & Co. LLC, Rikin worked at LAIDLAW & COMPANY (UK) LTD. and CHARLES VISTA LLC. Rikin is registered to offer securities in Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Michigan, New Hampshire, New Jersey, New York, Texas, and Washington.

Firm Information

Rikin Jobanputra is currently registered with Joseph Gunnar & Co. LLC. Joseph Gunnar & Co. LLC is a Limited Liability Company registered with the SEC and in 53 states. The firm, founded in 1997, is headquartered in Uniondale, New York and provides portfolio management services for individuals and selects other advisers. They are registered to offer wrap fee programs and have reported 5 regulatory events and 12 arbitration disclosures.
Joseph Gunnar & Co. LLC

1000 RXR PLAZA

UNIONDALE, NY 11556

$31.02M

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Share in fees paid to tpmms

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Rikin Jobanputra’s Registration & Firm History

NY

08/31/2017 - Present

Joseph Gunnar & Co. LLC (NEW YORK NY)

NY

10/11/2012 - 09/20/2017

LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)

NY

03/05/2010 - 10/08/2012

CHARLES VISTA LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/16/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Rikin Vinay Jobanputra. Review regulatory record here.
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