Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Riki? Claim Your ProfileRiki Rachel Brewster is a financial advisor with over 20 years of experience. Riki Brewster has worked at firms like Merrill Lynch, Pierce, Fenner & Smith Incorporated, Jefferies LLC, and J.P. Morgan Securities LLC. Riki Brewster specializes in providing financial advice to high-net-worth individuals, corporations, and charitable organizations. Riki Brewster also provides portfolio management for businesses and individuals, and selection of other advisors. Riki Brewster has passed the Series 3, 63, 65, 66, 7, 8, 23, and SIE examinations. Riki Brewster is currently registered with J.P. Morgan Securities LLC in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
11/22/2023 - Present
J.p. Morgan Securities LLC (San Francisco CA)
CA
09/02/2015 - 08/21/2017
JEFFERIES LLC (SAN FRANCISCO CA)
CA
09/26/2013 - 08/11/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
NY
08/03/2012 - 09/24/2013
MAN INVESTMENTS INC. (NEW YORK NY)
CA
09/15/2009 - 07/02/2012
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (MENLO PARK CA)
CA
03/03/2009 - 08/13/2009
WJB CAPITAL GROUP, INC. (SAN FRANCISCO CA)
NY
12/15/2006 - 02/19/2009
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
MN
08/25/2003 - 04/01/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
NY
06/23/1999 - 07/31/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
06/02/1997 - 06/14/1999
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
04/18/1996 - 05/15/1997
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BOTH
Issued 10/18/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/20/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2014
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 10/06/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/03/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2012
Series 3 - National Commodity Futures Examination
BC
Issued 04/17/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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