Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rie? Claim Your ProfileRie Shoji is a financial advisor with Charles Schwab & CO., Inc. Rie has been a registered financial advisor since 2010. Rie is also a CERTIFIED FINANCIAL PLANNER™. Rie has experience working at several other firms including Ameriprise Financial Services, LLC, Cetera Investment Services LLC, and LPL Financial LLC. Rie's current registrations include Series 6, 7, 63, and 65 licenses. Rie holds a SIE license and specializes in portfolio management for individuals and financial planning. Rie also has experience as a financial advisor working with other firms. Rie is registered to provide services in 16 states, including Alaska, Arizona, California, Colorado, Florida, Hawaii, Iowa, Massachusetts, Nevada, New York, Ohio, Oregon, Pennsylvania, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
HI
10/17/2022 - Present
Charles Schwab & CO., Inc. (Honolulu HI)
HI
11/08/2017 - 10/13/2022
AMERIPRISE FINANCIAL SERVICES, LLC (Honolulu HI)
HI
04/18/2017 - 10/18/2017
CETERA INVESTMENT SERVICES LLC (HONOLULU HI)
HI
07/07/2011 - 04/27/2017
LPL FINANCIAL LLC (HONOLULU HI)
HI
12/24/2010 - 05/03/2011
NEW ENGLAND SECURITIES (HONOLULU HI)
IA
Issued 02/27/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/22/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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