Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rico? Claim Your ProfileRico Knight is a financial professional with over six years of experience in the industry. Rico is currently registered with J.P. Morgan Securities LLC in both Arizona and Texas. Prior to joining J.P. Morgan Securities LLC, Rico held positions at Robinhood Financial, LLC, Morgan Stanley, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Rico holds the Series 66, Series 4, Series 9, Series 10, SIE, and Series 7 licenses. Rico specializes in providing financial advice and services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
AZ
08/09/2022 - Present
J.p. Morgan Securities LLC (Tempe AZ)
AZ
07/21/2021 - 05/05/2022
ROBINHOOD FINANCIAL, LLC (Tempe AZ)
AZ
10/10/2018 - 06/30/2021
MORGAN STANLEY (GILBERT AZ)
AZ
07/07/2017 - 10/10/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
AZ
01/14/2017 - 07/12/2017
MML INVESTORS SERVICES, LLC (PHOENIX AZ)
BOTH
Issued 09/11/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/29/2024
Series 4 - Registered Options Principal Examination
BC
Issued 10/18/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/13/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2017
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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