Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rico? Claim Your ProfileRico Casares is a financial advisor based in Concord, CA. Rico has over 20 years of experience in the financial services industry. Rico is currently registered with Assetmark Brokerage, LLC and is also registered with the state of Florida. Rico holds the following licenses: Series 3, Series 4, Series 7, Series 24 and Series 63. Rico previously worked with Capital Brokerage Corporation, Raymond James Financial Services, Inc., and State Farm VP Management Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/15/2014 - Present
Assetmark Brokerage, LLC (CONCORD CA)
VA
06/26/2012 - 08/15/2014
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
FL
01/29/2009 - 06/11/2012
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
IL
07/05/2002 - 05/04/2005
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
FL
03/27/1996 - 06/01/2001
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
BC
Issued 04/27/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/23/1997
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/13/2000
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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