Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricky? Claim Your ProfileRicky Wayne Small is a financial advisor with over 30 years of experience in the financial services industry. Ricky is registered with Ameritas Advisory Services, LLC. Ricky has a strong background in investment management and financial planning, working with clients to reach their financial goals. Ricky is committed to providing his clients with personalized service and a comprehensive approach to financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
NE
11/01/2021 - Present
Ameritas Advisory Services, LLC (LINCOLN NE)
NE
07/19/2011 - 04/12/2013
CETERA INVESTMENT SERVICES LLC (LINCOLN NE)
NE
03/08/2000 - 08/01/2011
AMERITAS INVESTMENT CORP. (LINCOLN NE)
NE
02/11/1998 - 02/08/2000
LSA SECURITIES, INC. (LINCOLN NE)
IL
01/11/1996 - 02/18/1999
ALLSTATE FINANCIAL DISTRIBUTORS, INC. (NORTHBROOK IL)
NE
01/03/1995 - 09/29/1995
SECURITIES AMERICA, INC. (LAVISTA NE)
CA
04/15/1992 - 12/31/1994
COWLES, SABOL & COMPANY, INCORPORATED (CAMARILLO CA)
NE
05/20/1991 - 03/04/1992
FIRST NATIONAL BROKERAGE SERVICES, INC. (BELLEVUE NE)
MO
02/19/1986 - 05/22/1991
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 12/06/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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