Unclaimed
Ricky Timothy Fisher is a financial advisor who has been in the industry since January 14, 2009. Ricky is currently registered with Wesbanco Securities, Inc. and is licensed in Kentucky. Ricky has a wide range of experience in the financial industry, having worked with several firms, including Nancy Barron & Associates, Inc., LPL Financial LLC, and ING Investment Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
KY
03/25/2024 - Present
Wesbanco Securities, Inc. (Sheperdsville KY)
KY
06/03/2016 - 02/20/2024
NANCY BARRON & ASSOCIATES, INC. (LEXINGTON KY)
KY
06/03/2015 - 05/13/2016
LPL FINANCIAL LLC (LEXINGTON KY)
KY
01/28/2011 - 06/28/2013
ING INVESTMENT ADVISORS, LLC (FRANKFORT KY)
OH
09/05/2008 - 01/10/2011
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
TN
04/03/2006 - 01/05/2007
FIRST TENNESSEE BROKERAGE, INC. (JACKSON TN)
WI
06/22/2004 - 06/02/2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BOTH
Issued 03/25/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/2017
Series 24 - General Securities Principal Examination
BC
Issued 05/26/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2016
Series 7 - General Securities Representative Examination
BC
Issued 06/21/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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