Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricky? Claim Your ProfileRicky Rene Johnson is a financial professional with over 4 years of experience in the financial services industry. Ricky is currently registered with Capital One Securities, Inc. and holds a Series 79, Series 63 and SIE license. Previously, Ricky was registered with RBS Securities Inc. Ricky has been active in the financial services industry since 2010. Ricky is registered in 11 states: California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
07/09/2018 - Present
Capital ONE Securities, Inc. (HOUSTON TX)
CT
09/21/2010 - 02/20/2014
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 07/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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