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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricky? Claim Your ProfileRicky Paul Sloan is a registered Investment Advisor Representative with First Citizens Investor Services, Inc. Ricky has been in the industry for over 10 years and has experience with both PNC Investments and Wells Fargo Advisors, LLC. Ricky is licensed in 23 states and has passed the Series 66, Series 7, and SIE exams. Ricky has a proven track record of success in helping clients achieve their financial goals, and is committed to providing personalized service to each of his clients. Ricky specializes in providing financial planning, portfolio management, and selection of other advisors. Ricky works with a variety of client types including high-net-worth individuals, corporations, and individuals other than high-net-worth. Ricky's firm is based in Raleigh, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
06/27/2018 - Present
First Citizens Investor Services, Inc. (RALEIGH NC)
NC
08/14/2014 - 05/18/2018
PNC INVESTMENTS (CARY NC)
NC
03/18/2013 - 07/29/2014
WELLS FARGO ADVISORS, LLC (DURHAM NC)
BOTH
Issued 04/05/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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