Unclaimed
Ricky Lynn Snyder is a financial professional with over 17 years of experience in the industry. Currently, Ricky is a registered representative with Quint Capital Corp. Ricky is a highly experienced advisor who has held previous positions with several firms including Clearview Trading Advisors, Inc., New Albion Partners LLC, Odeon Capital Group LLC, Maxim Group LLC, Kern, Suslow Securities, Inc., CJI Capital Markets, Inc., Kevin Dann & Partners, LLC, First New York Securities L.L.C., Morgan Keegan & Company, Inc., Smith Barney Inc. and Salomon Brothers Inc.. Ricky has a strong background in financial services and is dedicated to providing clients with personalized and comprehensive financial planning services. Ricky holds Series 7, 52, 53, 55, 86, 87, 99 and SIE licenses and has extensive experience in portfolio management, securities trading, and financial analysis.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/08/2023 - Present
Quint Capital Corp. (NEW YORK NY)
NY
08/21/2020 - 12/05/2022
QUINT CAPITAL CORPORATION (NEW YORK NY)
NJ
03/27/2018 - 02/03/2020
CLEARVIEW TRADING ADVISORS, INC. (TENAFLY NJ)
NY
08/04/2017 - 10/01/2017
NEW ALBION PARTNERS LLC (NEW YORK NY)
NY
08/14/2015 - 01/29/2016
ODEON CAPITAL GROUP LLC (NEW YORK NY)
NY
10/06/2010 - 08/20/2015
MAXIM GROUP LLC (NEW YORK NY)
NY
08/17/2010 - 10/05/2010
KERN, SUSLOW SECURITIES, INC. (NEW YORK NY)
NY
10/14/2009 - 05/26/2010
CJI CAPITAL MARKETS, INC. (NEW YORK NY)
NY
01/25/2007 - 05/15/2007
MAXIM GROUP LLC (NEW YORK NY)
NY
01/13/2006 - 01/24/2007
KEVIN DANN & PARTNERS, LLC (NEW YORK NY)
NY
03/03/2004 - 12/31/2005
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
TN
07/10/1998 - 11/28/2000
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NY
11/29/1997 - 07/01/1998
SMITH BARNEY INC. (NEW YORK NY)
NY
09/23/1996 - 07/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 10/05/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/19/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/05/2020
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/20/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/25/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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