Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricky? Claim Your ProfileRicky Mai is a financial advisor who has been working in the industry since 1997. Ricky is currently registered with Creativeone Securities, LLC and holds Series 6, Series 26, Series 63, and SIE licenses. Ricky has previously worked for several other firms including Signator Investors, Inc., VOYA Financial Advisors, Inc., SagePoint Financial, Inc., American General Securities Incorporated, and Franklin Financial Services Corporation. Ricky provides financial planning, portfolio management for individuals, and selection of other advisors. Ricky is a licensed investment advisor in Delaware, District of Columbia, Florida, Maryland, Pennsylvania, South Carolina, Virginia, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MD
10/30/2018 - Present
Creativeone Securities, LLC (Westminster MD)
MD
10/07/2016 - 10/31/2018
SIGNATOR INVESTORS, INC. (WESTMINSTER MD)
MD
04/01/2009 - 10/10/2016
VOYA FINANCIAL ADVISORS, INC. (WESTMINSTER MD)
MD
10/31/2008 - 04/28/2009
SAGEPOINT FINANCIAL, INC. (WESTMINSTER MD)
MD
10/01/2002 - 10/31/2008
AMERICAN GENERAL SECURITIES INCORPORATED (WESTMINSTER MD)
TX
12/17/1997 - 10/01/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
BC
Issued 03/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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