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Ricky Lee Kester

Nylife Securities LLC

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About Ricky Lee Kester

Ricky Lee Kester is a financial advisor with Nylife Securities LLC. Ricky has been in the financial services industry since November 16, 2007. Ricky is registered in Texas. Ricky holds the Series 6, 7, 24, 26, and 63 licenses.

Firm Information

Ricky Kester is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ricky Kester’s Registration & Firm History

OH

08/26/2022 - Present

Nylife Securities LLC (CLEVELAND OH)

MO

11/30/2021 - 06/28/2022

N.I.S. FINANCIAL SERVICES, INC. (KANSAS CITY MO)

CA

12/21/2017 - 01/26/2021

TD AMERITRADE, INC. (SAN DIEGO CA)

NE

02/12/2018 - 12/31/2020

TD AMERITRADE CLEARING, INC. (OMAHA NE)

TX

06/27/2014 - 12/05/2017

NYLIFE SECURITIES LLC (DALLAS TX)

VT

03/08/2012 - 06/11/2014

EQUITY SERVICES, INC. (MONTPELIER VT)

OK

10/05/2004 - 12/05/2009

METLIFE SECURITIES INC. (TULSA OK)

OK

10/05/2004 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (TULSA OK)

NY

05/25/2004 - 08/13/2004

NEW ENGLAND SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/09/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/05/2017

Series 24 - General Securities Principal Examination

BC

Issued 12/20/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/06/2016

Series 7 - General Securities Representative Examination

BC

Issued 05/24/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ricky Lee Kester.
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