Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricky? Claim Your ProfileRicky Isaac is a financial advisor with over 28 years of experience in the financial services industry. Ricky has held various roles at different firms, including Multi-Financial Securities Corporation, Eneric Financial Services, Inc. and IFG Network Securities, Inc. Currently, Ricky is an Investment Advisor Representative at Cambridge Investment Research Advisors, Inc. Ricky is registered with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative and has a Series 7, Series 24, Series 31, Series 63, Series 65, Series 99TO and SIE license. Ricky is licensed in 11 states, including Arizona, Colorado, Florida, Idaho, Indiana, Kansas, Missouri, North Carolina, North Dakota, Oklahoma and the District of Columbia. Ricky specializes in providing financial planning and investment advice to high-net-worth individuals, individuals other than high-net-worth, charitable organizations, pension and profit-sharing plans and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
KS
01/17/2007 - Present
Cambridge Investment Research Advisors, Inc. (WICHITA KS)
CO
11/09/1998 - 03/03/2003
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
IA
06/28/1996 - 11/09/1998
ENERIC FINANCIAL SERVICES, INC. (FAIRFIELD IA)
GA
10/10/1994 - 07/01/1996
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
IA
Issued 06/27/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 10/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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