Unclaimed
Ricky Dover is a financial advisor who has been working in the industry since 2007. Ricky is currently registered with LPL Financial LLC and has been associated with the firm since May 2024. Ricky has experience with a variety of financial products and services, including insurance companies, investment companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities, and sovereign wealth funds and foreign official institutions. In addition to Ricky's current employment, they have also worked with Cetera Investment Services LLC, Empower Financial Services, Inc., W&S Brokerage Services, Inc., Edward Jones, Woodstock Financial Group, Inc., and Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/23/2024 - Present
LPL Financial LLC (JACKSONVILLE FL)
GA
02/24/2023 - 05/09/2023
CETERA INVESTMENT SERVICES LLC (WOODSTOCK GA)
CO
06/21/2021 - 10/10/2022
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
GA
10/21/2020 - 06/08/2021
W&S BROKERAGE SERVICES, INC. (Norcross GA)
MO
08/12/2019 - 10/22/2019
EDWARD JONES (ST. LOUIS MO)
GA
04/06/2009 - 11/06/2009
WOODSTOCK FINANCIAL GROUP, INC. (LAWRENCEVILLE GA)
GA
05/09/2007 - 12/04/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NORCROSS GA)
BOTH
Issued 08/31/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/27/2019
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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