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Ricky J Frank

Thrivent Investment Management Inc.

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About Ricky J Frank

Ricky J. Frank is a financial professional with over two years of experience in the financial services industry. Ricky is a Series 7TO, Series 24, and SIE licensed advisor who is currently registered with Thrivent Investment Management Inc. Ricky holds a General Securities Principal Examination from the FINRA. Prior to joining Thrivent, Ricky was employed with Northwestern Mutual Investment Services, LLC. Ricky specializes in providing financial advice and portfolio management services to individuals, corporations, and other businesses. Ricky is a licensed agent and is a registered representative with FINRA.

Firm Information

Ricky Frank is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ricky Frank’s Registration & Firm History

WI

01/12/2023 - Present

Thrivent Investment Management Inc. (APPLETON WI)

WI

04/21/2021 - 07/07/2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Milwaukee WI)

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Licenses & Designations

BC

Issued 06/05/2021

Series 24 - General Securities Principal Examination

BC

Issued 04/21/2021

Series 7TO - General Securities Representative Examination

BC

Issued 02/15/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ricky J Frank.
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