Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricky? Claim Your ProfileRicky Gene Mahlum has been in the financial services industry since 1985 and is currently registered with Independent Financial Group, LLC. Ricky has over 30 years of experience in the industry and is dedicated to providing his clients with personalized financial advice. Ricky specializes in portfolio management for individuals and businesses, financial planning, and pension consulting. Ricky is a registered representative and investment advisor representative and holds several industry licenses including Series 7, Series 3, Series 24 and Series 63. Ricky also has experience in insurance sales.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
03/16/2015 - Present
Independent Financial Group, LLC (PLYMOUTH MN)
MN
07/05/2001 - 02/11/2011
QA3 FINANCIAL CORP. (PLYMOUTH MN)
AZ
05/19/1992 - 07/05/2001
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
CA
01/18/1990 - 05/20/1992
FIRST AFFILIATED SECURITIES (LA JOLLA CA)
NA
03/23/1985 - 12/15/1989
DAIN BOSWORTH INCORPORATED
BC
Issued 04/04/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 02/22/1985
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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