Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricky? Claim Your ProfileRicky Dukes is a financial professional with over 5 years of experience in the industry. Ricky is currently registered with Nylife Securities LLC and has a Series 6, 26, and 63 license. Ricky has been licensed in 9 states and is based in Charlotte, NC. Ricky's previous experience includes working with Allstate Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
12/22/2020 - Present
Nylife Securities LLC (CHARLOTTE NC)
WA
07/31/2018 - 11/16/2020
ALLSTATE FINANCIAL SERVICES, LLC (BOTHELL WA)
BC
Issued 09/21/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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