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Ricky David Helms

U.s. Bancorp Investments, Inc.

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About Ricky David Helms

Ricky Helms is a financial advisor with U.S. Bancorp Investments, Inc. Ricky has been in the financial services industry since 2017 and has held several positions at firms such as LPL FINANCIAL LLC, FINTRUST BROKERAGE SERVICES, LLC, and FIDELITY BROKERAGE SERVICES LLC. Ricky is licensed in North Carolina and holds the Series 66, Series 7, and SIE licenses. Ricky specializes in providing financial advice to high net worth individuals, corporations and other businesses, pension and profit sharing plans, and charitable organizations.

Firm Information

Ricky Helms is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Ricky Helms’s Registration & Firm History

NC

08/07/2024 - Present

U.s. Bancorp Investments, Inc. (Charlotte NC)

NC

12/07/2023 - 05/01/2024

LPL FINANCIAL LLC (CORNELIUS NC)

NC

11/18/2022 - 12/31/2023

FINTRUST BROKERAGE SERVICES, LLC (Cornelius NC)

NC

08/29/2022 - 10/07/2022

FIDELITY BROKERAGE SERVICES LLC (HUNTERSVILLE NC)

TX

03/15/2021 - 12/15/2021

RAYMOND JAMES FINANCIAL SERVICES, INC. (BRYAN TX)

TX

01/02/2018 - 08/31/2020

BB&T SECURITIES, LLC (COLLEGE STATION TX)

TX

11/24/2015 - 01/02/2018

BB&T INVESTMENT SERVICES, INC. (COLLEGE STATION TX)

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Licenses & Designations

BOTH

Issued 12/31/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/24/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ricky David Helms.
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