Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricky? Claim Your ProfileRicky Chernok is a financial advisor registered with Wells Fargo Clearing Services, LLC. Ricky is also a registered Investment Advisor in the state of Connecticut. Ricky has over 25 years of experience in the financial services industry. Ricky has held previous positions with UBS Financial Services Inc, Citigroup Global Markets Inc, American Express Financial Advisors Inc, and IDS Life Insurance Company. Ricky has a broad range of experience in providing financial advice to individuals and institutions. Ricky provides investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
11/07/2019 - Present
Wells Fargo Clearing Services, LLC (WESTPORT CT)
CT
12/05/2008 - 11/18/2019
UBS FINANCIAL SERVICES INC. (WESTPORT CT)
NY
03/19/1997 - 12/17/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MN
11/18/1996 - 03/25/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/18/1996 - 03/25/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 04/10/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/1997
Series 3 - National Commodity Futures Examination
BC
Issued 11/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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