Unclaimed
Ricky Baker is a financial advisor who has been in the industry since 2022. Ricky is a registered representative with Thrivent Investment Management Inc. and is licensed to provide investment advice in Washington, Arizona, California, Colorado, Idaho, and Kansas. Ricky earned his Series 7TO, SIE, and Series 66 licenses in 2022. Ricky has been actively assisting Edmonds-Woodway High School as an assistant football coach since August 2024. Ricky can assist clients with investment and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
10/05/2022 - Present
Thrivent Investment Management Inc. (Bellevue WA)
BOTH
Issued 10/04/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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