Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricky? Claim Your ProfileRicky Alan Mantei is a financial advisor with over 40 years of experience in the industry. Ricky is registered with Centaurus Financial, Inc. and has been with the firm since May 2015. Previously Ricky has worked with J.P. Turner & Company, LLC, GunnAllen Financial, Inc, First Allied Securities, Inc., D.E. Frey & Company, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Ricky has a broad range of experience in the financial services industry and is committed to providing clients with personalized investment advice and guidance. Ricky has also been active in the community and is a member of several professional organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
05/19/2015 - Present
Centaurus Financial, Inc. (LEXINGTON SC)
SC
03/30/2010 - 06/15/2015
J.P. TURNER & COMPANY, L.L.C. (LEXINGTON SC)
SC
03/06/2008 - 03/29/2010
GUNNALLEN FINANCIAL, INC (LEXINGTON SC)
SC
10/03/2000 - 03/26/2008
FIRST ALLIED SECURITIES, INC. (LEXINGTON SC)
CO
09/07/1995 - 10/24/2000
D.E. FREY & COMPANY, INC. (DENVER CO)
NY
03/02/1983 - 08/11/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 03/08/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 03/30/1983
Series 5 - Interest Rate Options Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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