Unclaimed
Rickson Stevenson Roberts is a financial advisor with Brighthouse Securities, LLC. Rickson has been in the industry since July 29, 2009. Rickson is registered in North Carolina and holds the Series 6, 26 and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
11/11/2019 - Present
Brighthouse Securities, LLC (CHARLOTTE NC)
NC
03/25/2017 - 03/05/2019
MML INVESTORS SERVICES, LLC (CHARLOTTE NC)
NC
11/12/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
02/06/2014 - 11/25/2015
METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)
NC
03/21/2011 - 01/02/2014
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
MO
04/17/2009 - 12/31/2010
FIRST CLEARING, LLC (ST. LOUIS MO)
NC
08/01/2008 - 04/17/2009
WACHOVIA SECURITIES, LLC (CHARLOTTE NC)
BC
Issued 03/14/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/18/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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