Unclaimed
Rickie Schoenlein is a financial professional with over 30 years of experience in the industry. Rickie has been registered with R.m. Stark & CO., Inc. since December 2001. Previously, Rickie was employed by Pentad Securities, Inc., Dickinson & Co., Jesup, Josephthal & Co., Inc., Whitehall Investment Securities, Ltd., and Wainwright, Austin, Stone & Co. Rickie holds Series 7, Series 24, Series 63 and Series 66 licenses. Rickie is registered in 17 states and is currently based in Lake Worth Beach, FL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
12/11/2001 - Present
R.m. Stark & CO., Inc. (LAKE WORTH BEACH FL)
AZ
07/28/1992 - 12/11/2001
PENTAD SECURITIES, INC. (SUN CITY AZ)
IA
07/19/1991 - 07/28/1992
DICKINSON & CO. (DES MOINES IA)
NA
11/09/1990 - 07/23/1991
JESUP, JOSEPHTHAL & CO., INC.
NA
08/14/1990 - 10/23/1990
WHITEHALL INVESTMENT SECURITIES, LTD.
NA
08/20/1987 - 08/24/1990
WAINWRIGHT, AUSTIN, STONE & CO.
BOTH
Issued 03/08/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/25/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/21/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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