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Rickie Joseph Schoenlein

R.m. Stark & CO., Inc.

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About Rickie Joseph Schoenlein

Rickie Schoenlein is a financial professional with over 30 years of experience in the industry. Rickie has been registered with R.m. Stark & CO., Inc. since December 2001. Previously, Rickie was employed by Pentad Securities, Inc., Dickinson & Co., Jesup, Josephthal & Co., Inc., Whitehall Investment Securities, Ltd., and Wainwright, Austin, Stone & Co. Rickie holds Series 7, Series 24, Series 63 and Series 66 licenses. Rickie is registered in 17 states and is currently based in Lake Worth Beach, FL.

Firm Information

Rickie Schoenlein is currently registered with R.m. Stark & CO., Inc.. R.m. Stark & CO., Inc. is a corporation formed on September 29, 1988. The firm is registered in 43 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rickie Schoenlein’s Registration & Firm History

FL

12/11/2001 - Present

R.m. Stark & CO., Inc. (LAKE WORTH BEACH FL)

AZ

07/28/1992 - 12/11/2001

PENTAD SECURITIES, INC. (SUN CITY AZ)

IA

07/19/1991 - 07/28/1992

DICKINSON & CO. (DES MOINES IA)

NA

11/09/1990 - 07/23/1991

JESUP, JOSEPHTHAL & CO., INC.

NA

08/14/1990 - 10/23/1990

WHITEHALL INVESTMENT SECURITIES, LTD.

NA

08/20/1987 - 08/24/1990

WAINWRIGHT, AUSTIN, STONE & CO.

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Licenses & Designations

BOTH

Issued 03/08/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/25/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/21/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rickie Joseph Schoenlein.
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