Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rickie? Claim Your ProfileRickie Don Smith is a financial advisor with PFS Investments Inc. Rickie holds the Series 63, Series 6TO and SIE licenses. Rickie is registered with the state of Texas. Rickie has been in the industry since September 20, 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TX
09/21/2020 - Present
PFS Investments Inc. (PLANO TX)
BC
Issued 11/02/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/04/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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