Unclaimed
Rickie Carlane Derks is a registered investment advisor representative with Thrivent Investment Management Inc. Rickie has been in the financial services industry for over 2 years and is registered in 6 states. Rickie is a licensed agent, has passed the Series 7TO, SIE, and Series 66 exams. Rickie has experience working in multiple industries, including financial services, education, and retail. Rickie's primary focus is on providing financial advice to individuals and families. Rickie is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
03/09/2023 - Present
Thrivent Investment Management Inc. (Duluth MN)
BOTH
Issued 05/28/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/14/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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