Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ricki? Claim Your ProfileRicki Wilson is a financial advisor currently registered with Prospera Financial Services, Inc. Ricki has been working in the financial services industry since 1985 and has a strong background in providing investment advice to individuals, families, and businesses. Ricki has experience working with a variety of clients, including high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Ricki is also registered with the Securities and Exchange Commission (SEC) as an investment advisor representative (IAR). This means that Ricki is qualified to provide investment advice to clients in multiple states, and is held to a high standard of ethical conduct.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
OH
03/04/2021 - Present
Prospera Financial Services, Inc. (Cincinnati OH)
OH
09/20/2019 - 03/03/2021
CETERA ADVISOR NETWORKS LLC (CINCINNATI OH)
OH
09/01/2016 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (CINCINNATI OH)
OH
08/28/1998 - 09/01/2016
VSR FINANCIAL SERVICES, INC. (CINCINNATI OH)
NY
03/23/1990 - 09/01/1998
FAHNESTOCK & CO., INC. (NEW YORK NY)
MO
12/11/1989 - 03/23/1990
B.C. CHRISTOPHER SECURITIES CO. (KANSAS CITY MO)
IL
10/18/1988 - 12/19/1989
RJO SECURITIES, INC. (CHICAGO IL)
NA
05/04/1988 - 06/06/1988
RJO SECURITIES, INC.
NA
03/10/1986 - 01/12/1988
THE OHIO COMPANY
NA
03/22/1985 - 03/10/1986
ANSPACHER SECURITIES, INC.
IA
Issued 06/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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