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Rickey Sanwah Fong

PFS Investments Inc.

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About Rickey Sanwah Fong

Rickey Fong is an active Registered Investment Advisor (IA) and Broker-Dealer (BC) registered in the state of Wisconsin. Rickey has been in the industry since 2004. He has been employed with PFS Investments Inc. since 2014 and has a branch office location in Waukesha, Wisconsin. Rickey Fong has a Series 6, Series 26, Series 63 and Series 65 license and is a member of FINRA and the state of Wisconsin. He has been approved to provide advisory services to individuals and businesses. Rickey Fong also holds a Series SIE license and is a licensed agent with Primerica Financial Services. He is also a part-time course instructor for Dale Carnegie in Allis, Wisconsin.

Firm Information

Rickey Fong is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Rickey Fong’s Registration & Firm History

WI

03/17/2014 - Present

PFS Investments Inc. (WAUKESHA WI)

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Licenses & Designations

IA

Issued 01/30/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/26/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/01/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/14/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rickey Sanwah Fong.
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