Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rickey? Claim Your ProfileRickey Ray Sienkiewicz is a financial advisor with LPL Financial LLC. Rickey has been in the financial services industry since 1983 and has worked with individuals and businesses on their financial planning needs. He has a wide range of experience in the industry, including working with SII INVESTMENTS, INC. and METLIFE SECURITIES INC. Rickey is registered to provide investment advisory services in Minnesota, Texas, and Wisconsin. He also has a number of licenses and certifications, including Series 6, 7, 24, 26, 51, and 66. Rickey is committed to providing his clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
02/14/2018 - Present
LPL Financial LLC (APPLE VALLEY MN)
WI
12/12/1995 - 02/14/2018
SII INVESTMENTS, INC. (KNAPP WI)
MA
07/25/1983 - 09/07/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/25/1983 - 09/07/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 02/13/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/08/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/17/1998
Series 24 - General Securities Principal Examination
BC
Issued 07/31/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/22/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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