Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rickey? Claim Your ProfileRickey Dean is a financial advisor with Raymond James & Associates, Inc. with over 40 years of experience in the financial industry. Rickey is registered to offer securities in Alabama, Colorado, Indiana, Mississippi, Missouri, Oklahoma, South Dakota, Texas, and has a Uniform Investment Adviser Law Examination. Rickey is a Registered Representative with Raymond James & Associates, Inc. and is also a Registered Investment Advisor. Rickey has a strong background in providing financial advice to high-net-worth individuals, corporations, and institutions. Rickey is committed to providing clients with personalized financial solutions that meet their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
01/04/2023 - Present
Raymond James & Associates, Inc. (OKLAHOMA CITY OK)
OK
06/01/2009 - 01/06/2023
MORGAN STANLEY (Oklahoma City OK)
OK
05/02/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (OKLAHOMA CITY OK)
OK
01/01/2008 - 05/09/2008
WACHOVIA SECURITIES, LLC (OKLAHOMA CITY OK)
OK
09/21/1983 - 01/03/2008
A. G. EDWARDS & SONS, INC. (OKLAHOMA CITY OK)
IA
Issued 11/18/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/28/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/1987
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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