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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rickey? Claim Your ProfileRickey Carlson is a financial advisor with Valic Financial Advisors, Inc. Rickey has been in the financial services industry since 2009 and is licensed to provide investment advice in 19 states. Rickey is also registered with the Financial Industry Regulatory Authority (FINRA). Rickey holds the Series 6, 7, 63, and 65 licenses and has specialized knowledge in retirement planning, insurance and investment strategies. Rickey is located in Houston, Texas, where he provides financial planning services for individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
03/08/2024 - Present
Valic Financial Advisors, Inc. (HOUSTON TX)
TX
10/03/2022 - 01/30/2023
LPL FINANCIAL LLC (KINGWOOD TX)
TX
01/30/2014 - 09/29/2022
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
12/08/2015 - 08/16/2021
AIG CAPITAL SERVICES, INC. (HOUSTON TX)
TX
07/31/2013 - 01/02/2014
WELLS FARGO ADVISORS, LLC (HOUSTON TX)
TX
10/01/2012 - 07/19/2013
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
07/14/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
TX
10/14/2009 - 06/11/2010
FIRST COMMAND FINANCIAL PLANNING, INC. (HOUSTON TX)
IA
Issued 10/01/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/03/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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