Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rickey? Claim Your ProfileRickey Degangi is a financial advisor at UBS Financial Services Inc. Rickey has been in the financial industry since 2001. Rickey holds Series 7, 9, 10, 66, and SIE licenses and has been registered with FINRA since 2001. Rickey is currently registered in North Carolina and Texas. Rickey has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Chase Investment Services Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
09/18/2015 - Present
UBS Financial Services Inc. (CHARLOTTE NC)
NY
05/09/2011 - 09/03/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/24/2008 - 04/27/2011
CHASE INVESTMENT SERVICES CORP. (STATEN ISLAND NY)
NY
04/26/2002 - 07/18/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/13/2001 - 04/09/2002
U.S. SECURITIES & FUTURES CORP. (NEW YORK NY)
BOTH
Issued 09/17/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/23/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/08/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Rickey Degangi is the right advisor for you? Invested Better is here to help.
