Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rickey? Claim Your ProfileRickey Hughes is an active investment advisor representative with Osaic Institutions, Inc. Rickey has been in the industry since 1996 and is registered in 16 states. Rickey is also registered as an investment advisor representative in North Carolina. Prior to joining Osaic Institutions, Inc., Rickey was employed by UVEST FINANCIAL SERVICES GROUP, INC., EDWARD JONES, FIRST CITIZENS INVESTOR SERVICES, INC., UVEST INVESTMENT SERVICES, and FORTIS INVESTORS, INC. Rickey holds the following licenses: Series 6, Series 7, Series 63, Series 65, and SIE. Rickey specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals. Rickey also provides solicitation services for other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
09/06/2011 - Present
Osaic Institutions, Inc. (MOUNT OLIVE NC)
NC
10/09/2008 - 09/15/2011
UVEST FINANCIAL SERVICES GROUP, INC. (MOUNT OLIVE NC)
NC
01/31/2000 - 10/08/2008
EDWARD JONES (GOLDSBORO NC)
NC
04/16/1998 - 02/08/2000
FIRST CITIZENS INVESTOR SERVICES, INC. (RALEIGH NC)
NC
10/15/1996 - 07/29/1998
UVEST INVESTMENT SERVICES (CHARLOTTE NC)
MN
04/15/1996 - 10/24/1996
FORTIS INVESTORS, INC. (OAKDALE MN)
BOTH
Issued 01/24/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/02/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1997
Series 7 - General Securities Representative Examination
BC
Issued 04/12/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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