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Rickey Black

PFS Investments Inc.

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About Rickey Black

Rickey Black is a registered representative with PFS Investments Inc. Rickey has been in the securities industry since 1994. Rickey holds Series 63, Series 66, Series 7, Series 86 and Series 87 licenses. Rickey also holds the SIE. Rickey is licensed in Alabama, Florida, Georgia, New Jersey, New York, North Carolina, Pennsylvania, Texas, Virginia and West Virginia. Prior to PFS Investments Inc, Rickey was with Southridge Investment Group LLC, Blaylock & Company, Inc., Prudential Securities Incorporated, Loewenbaum & Company Incorporated, Brenner Securities Corporation and Lehman Brothers Inc.

Firm Information

Rickey Black is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Rickey Black’s Registration & Firm History

NJ

03/24/2014 - Present

PFS Investments Inc. (OAKLAND NJ)

NY

07/30/2009 - 11/02/2010

SOUTHRIDGE INVESTMENT GROUP LLC (NEW YORK NY)

NY

10/26/1999 - 04/24/2007

BLAYLOCK & COMPANY, INC. (NEW YORK NY)

NY

09/10/1998 - 03/11/1999

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

TX

07/11/1996 - 12/31/1997

LOEWENBAUM & COMPANY INCORPORATED (AUSTIN TX)

NA

05/17/1996 - 07/11/1996

BRENNER SECURITIES CORPORATION

NY

11/21/1994 - 02/01/1996

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 01/20/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/02/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/2009

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/16/2009

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 11/18/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Rickey Black. Review regulatory record here.
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