Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rickado? Claim Your ProfileRickado Simon is a securities professional with over 14 years of experience in the financial services industry. Rickado is currently registered with Truist Securities, Inc. Previously, Rickado was associated with WELLS FARGO SECURITIES, LLC. Rickado has a wide range of experience and holds the Series 7, 24, 63, 79TO and SIE licenses. Rickado is registered to sell securities in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
GA
06/25/2014 - Present
Truist Securities, Inc. (ATLANTA GA)
NY
07/30/2009 - 06/17/2014
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
BC
Issued 08/13/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/26/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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