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Rick Warren Bone

Nationwide Investment Services Corp.

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About Rick Warren Bone

Rick Bone is a financial advisor with Nationwide Investment Services Corp. Rick has been in the industry since 1987 and has experience with multiple firms including Next Financial Group, Inc., MCG Securities LLC, and Quasar Distributors, LLC. Rick specializes in Investment Company Products/Variable Contracts and General Securities. Rick holds Series 6, 7, 63, and 65 licenses as well as the SIE exam. Rick is registered in 51 states and the District of Columbia.

Firm Information

Rick Bone is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rick Bone’s Registration & Firm History

OH

02/12/2024 - Present

Nationwide Investment Services Corp. (COLUMBUS OH)

TX

06/21/2016 - 09/25/2018

NEXT FINANCIAL GROUP, INC. (HOUSTON TX)

PA

06/24/2014 - 01/26/2016

MCG SECURITIES LLC (WAYNE PA)

ME

06/07/2012 - 05/16/2014

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

OH

07/08/1992 - 11/22/2002

TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)

OR

10/25/1990 - 05/28/1992

MARKETING ONE SECURITIES, INC. (PORTLAND OR)

CT

05/01/1990 - 10/02/1990

PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)

OR

10/01/1988 - 04/17/1990

MARKETING ONE SECURITIES, INC. (PORTLAND OR)

NA

12/02/1986 - 06/03/1988

PML SECURITIES COMPANY

NA

09/16/1983 - 12/10/1986

JOHN HANCOCK DISTRIBUTORS, INC.

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Licenses & Designations

BC

Issued 02/24/2024

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 11/26/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/12/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/12/2024

Series 7TO - General Securities Representative Examination

BC

Issued 12/27/2023

SIE - Securities Industry Essentials Examination

BC

Issued 06/06/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rick Warren Bone.
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