Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rick? Claim Your ProfileRick Stephen Skelly is a registered representative with MMA Securities LLC. Rick has been in the financial services industry since 1996. Previously Rick was a registered representative with Sagepoint Financial, Inc., Spectrum Capital, LLC, SunAmerica Securities, Inc., Smith Barney Inc., and Thomas James Associates, Inc. Rick is licensed in California and Nevada. Rick's areas of specialization include retirement planning, investment advisory services, and financial planning. Rick is also an employee of Marsh & McLennan Agency LLC, which is an affiliate of MMA Securities LLC. Rick conducts non-investment related business activities for MMA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Advisory services to retirement plan participants
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Based on assets under advisement or per capita
1
2
CA
09/30/2024 - Present
MMA Securities LLC (San Diego CA)
CA
06/20/2018 - 07/06/2018
SAGEPOINT FINANCIAL, INC. (SAN DIEGO CA)
CA
10/31/2005 - 06/18/2018
SAGEPOINT FINANCIAL, INC. (SAN DIEGO CA)
NE
05/03/2013 - 02/07/2014
SPECTRUM CAPITAL, LLC (OMAHA NE)
AZ
11/12/1999 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NY
10/31/1994 - 09/09/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
11/12/1993 - 09/09/1994
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
NY
10/05/1992 - 03/11/1993
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
IA
Issued 07/23/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Rick Skelly is the right advisor for you? Invested Better is here to help.
