Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rick? Claim Your ProfileRick Kirkinis is a financial professional with over 40 years of experience in the industry. Rick has a deep understanding of the financial markets and has a proven track record of success. Rick is currently registered with UBS Financial Services Inc. and has previously worked at a number of other prominent firms including Citigroup Global Markets Inc., Lehman Brothers Inc., Prudential Securities Incorporated, Moore & Schley, Cameron & Co. and Moore & Schley Municipals, Inc. Rick holds a number of licenses and certifications, including Series 7, Series 31, Series 52, Series 63, and Series 65. Rick specializes in portfolio management for individuals and businesses and offers a wide range of financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
01/30/2009 - Present
UBS Financial Services Inc. (FLORHAM PARK NJ)
NJ
07/31/1993 - 02/17/2009
CITIGROUP GLOBAL MARKETS INC. (NORMANDY BEACH NJ)
NY
11/06/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
08/11/1986 - 10/31/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
03/09/1983 - 08/14/1986
MOORE & SCHLEY, CAMERON & CO.
NA
10/27/1982 - 08/14/1986
MOORE & SCHLEY MUNICIPALS, INC.
NA
10/29/1980 - 09/02/1982
J. B. HANAUER & CO.
IA
Issued 04/02/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 01/16/1982
Series 7 - General Securities Representative Examination
BC
Issued 10/18/1980
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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