Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rick? Claim Your ProfileRick Shapiro is a financial advisor with over 30 years of experience in the industry. Rick is currently registered with Osaic Wealth, Inc. and is licensed to provide financial advice in Arizona, California, Colorado, Florida, Illinois, Iowa, and Wyoming. Rick holds licenses in both the Broker Dealer and Investment Advisor fields. Rick's experience includes working with high-net-worth individuals, corporations, and charitable organizations. Rick specializes in financial planning, pension consulting, and educational seminars. In addition to Rick's advisory role at Osaic Wealth, Inc., Rick also acts as an insurance agent for Osaic Wealth, Inc. offering fixed insurance products including fixed and indexed annuities, accident, health, and traditional life insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
01/24/2025 - Present
Osaic Wealth, Inc. (CHICAGO IL)
IL
06/20/2008 - 12/20/2018
AXA ADVISORS, LLC (GLENVIEW IL)
IL
06/10/2003 - 06/30/2008
MUTUAL SERVICE CORPORATION (GLENVIEW IL)
OR
04/27/2001 - 06/16/2003
M HOLDINGS SECURITIES, INC. (PORTLAND OR)
MA
07/16/1998 - 05/01/2001
MUTUAL SERVICE CORPORATION (BOSTON MA)
MN
07/21/1988 - 07/20/1998
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
NA
11/26/1985 - 07/26/1988
CONSOLIDATED RESOURCES, INC.
BC
Issued 01/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/25/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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